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The 2018 Financial Services Exchange 

2018 Financial Services Exchange

Oct. 1-2, 2018
Renaissance Downtown Hotel / Washington, D.C.

The Financial Services Exchange is a unique event, tailored to deliver leading insights and the latest trends to internal auditors working in the financial services industry. The Exchange features a unique blend of keynote presentations, and concurrent and general sessions that will focus on governance and risk, professional improvement and advancement, regulatory and compliance, and technology.

No other event offers this type of value by creating an atmosphere for regulators and internal auditors in banking, insurance, and asset management to exchange ideas, network with peers, and share best practices.

Attendees can earn up to 14.2 CPE credits.

Learning Objectives

  • Gain insights from policymakers and regulators to stay current on trending regulatory focus.
  • Learn scalable, implementation-ready solutions to challenging issues in areas like talent management, technology, and big data.
  • Prepare for sweeping regulatory reform by sharing leading-edge ideas with industry leaders.
  • Gain perspective that can take your internal audit function beyond providing assurance to becoming a trusted advisor to key stakeholders.
  • Earn up to 14.2 CPE credits.

Keynote Speakers

Senator Chris Dodd

Senator Chris Dodd
A Conversation with Senator Dodd
Facilitated by Vernon Stafford, EVP and CAE, First Horizon National Corp

Margie Bastola

Margie Bastolla, CIA, CRMA
Principal, Marketing Bastolla Facilitations, LLC
Creating Impactful Relationships With the C-Suite

Exchange Agenda

Sunday, Sept. 30, 2018
1:00 – 5:00 p.m.
Registration & Customer Relations
Monday, Oct. 1, 2018
7:00 – 5:15 p.m.
Registration & Customer Relations
7:00 – 8:30 a.m.
Continental Breakfast
8:30 – 9:30 a.m.
Opening Keynote Presentation
9:30 – 9:45 a.m.
Networking Break
9:45 – 11:00 a.m.
General Session 1
11:15 a.m. – 12:15 p.m.
Concurrent Sessions
12:15 – 1:00 p.m.
Lunch
1:00 – 1:30 p.m.
Dessert & Networking Break
1:30 – 2:30 p.m.
General Session 2
2:45 – 3:45 p.m.
Concurrent Sessions
3:45 – 4:15 p.m.
Networking Break
4:15 – 5:15 p.m.
Concurrent Sessions
5:15 – 6:15 p.m.
Welcome Reception
Tuesday, Oct. 2, 2018
7:30 a.m. – 4:00 p.m.
Registration & Customer Relations
7:30 – 8:30 a.m.
Continental Breakfast
8:30 – 9:45 a.m.
General Session 3
9:45 – 10:00 a.m.
Networking Break
10:00 – 11:00 a.m.
Concurrent Sessions
11:15 a.m. – 12:30 p.m.
Concurrent Sessions
12:30 – 1:30 p.m.
Lunch Followed by Dessert & Networking
1:30 – 2:45 p.m.
General Session 4
2:45 – 3:15 p.m.
Networking Break
3:15 – 4:15 p.m.
Closing Keynote

For information about sponsor and exhibitor opportunities, please contact Sales@theiia.org or call +1-407-937-1388.