2020 Financial Services Exchange Program
Sept. 14–15, 2020
Omni Shoreham Hotel
The Financial Services Exchange is an exceptional event, tailored to deliver leading insights and the latest trends to internal auditors working in the financial services industry. The Exchange features a unique blend of keynote presentations, along with concurrent and general sessions focused on governance and risk, professional improvement and advancement, regulatory and compliance, and technology.
Consistently drawing more than 500 attendees, the Exchange attracts CAEs and their direct reports from across North America and brings them together in Washington, DC, the epicenter for federal regulatory organizations. No other event offers this type of value by creating an atmosphere for regulators and internal auditors in banking, insurance, and asset management to exchange ideas, network with peers, and share best practices.
Attendees can earn 15 CPE credits.
- Gain insights from policymakers and regulators to stay current on trending regulatory matters.
- Learn scalable implementation-ready solutions to address challenging issues in areas like internal audit management and key risks facing the financial services industry.
- Prepare for industry changes (e.g., new regulations, geopolitical issues, technological disruption, etc.) by sharing forward-looking ideas with industry leaders.
- Gain perspective that can take your internal audit function beyond providing assurance to becoming a trusted advisor to key stakeholders.
- Earn 15 CPE credits.
Subject to change.
Opening Keynote Speaker
How to Compete in a Global Economy
Former White House Director of Economic Policy and CNBC Regular
Internal Auditor’s Role in the New Normal – Sound Bite featuring
Julie Scammahorn, CIA, CRMA, Senior Executive Vice President and Chief Auditor, Wells Fargo & Company
The Road to Resiliency – Building a Robust Audit Plan for Operational Resilience
Managing Director, Risk and Compliance
Operational Resilience in the Face of a Pandemic
Theresa (Terry) Grafenstine, CIA, CPA, CISSP, CISA, CRISC, CGEIT, CGMA
Chief Auditor, Cyber, InfoSec, Continuity of Business, O&T Risk, and Third Parties
Role of Audit in Business Continuity
Seth Morgan, CIA
Deputy Chief Auditor, US Audit
Kevin Bertscha, CPA
Managing Director, Internal Audit
Pershing, a BNY Mellon Company
Liar, Liar, Pants on Fire
Fraud Busting, Body Language Expert
Closing Keynote Speaker
Session Information Being Finalized
|Sunday, Sept. 13
||Registration & Customer Relations|
|Monday, Sept. 14
|7:00 a.m.–5:00 p.m.
11:30 a.m.–12:30 p.m.
|Registration & Customer Relations |
General Sessions 2
|Tuesday, Sept. 15
|7:30 a.m.–4:00 p.m.
11:15 a.m.–12:30 p.m.
|Registration & Customer Relations|
General Session 3
Our conference team is hard at work, developing a world-class educational program. Please check back often for details.