Skip Ribbon Commands
Skip to main content
The Institute of Internal Auditors North AmericaBreadcrumb SeparatorLearning and EventsBreadcrumb SeparatorCoursesBreadcrumb SeparatorEthics Essentials for Financial Services Auditors Bundle
Course Description Course Outline Bring Us On Site  

Ethics Essentials for Financial Services Auditors Bundle

Course Description

Internal auditors are expected to behave ethically and in conformance with The IIA’s Code of Ethics. The IIA’s Code of Ethics includes two essential components: The Principles and the Rules of Conduct. The principles — which internal auditors are expected to apply and uphold — are relevant to the profession and practice of internal auditing. The rules of conduct describe behavior expected of internal auditors.


This Ethics Essentials bundle provides internal auditors with a framework for evaluating ethical scenarios and applying ethics in the financial services industry, with the emphasis on products and business solutions for consumers and institutions. You will walk through the purpose of The IIA’s Code of Ethics, which is to promote an ethical culture in the global profession of internal auditing, and you will have opportunities to interpret the principles, using practical application and real-world scenarios that relate to financial services. Further, this bundle summarizes the rules of conduct and expresses how to demonstrate individual conformance with tools to successfully carry out the Mission of Internal Audit.


This 2.8 CPE training package includes:

  • Ethical Behaviors (CPE: 1.6) 
  • Ethical Scenarios for Financial Services (1.2 CPE)
Course Duration: 2.5 day(s)
CPEs Available: 2.8
Knowledge Level:  
Field of Study: Behavioral Ethics
Advance Preparation: 
Delivery Method: QAS Self-Study