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The Institute of Internal Auditors North AmericaBreadcrumb SeparatorTraining and EventsBreadcrumb SeparatoreLearningBreadcrumb SeparatorFSA Webinar: Hot Topics in Compliance: Consumer Protection

IIA Financial Services Auditor Group Webinar Series

Hot Topics in Compliance: Consumer Protection

September 4, 2014
2:00–3:00 p.m. ET

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Join Protiviti’s subject matter experts Steven Stachowicz and Tom Giltrow as they help financial services internal audit professionals identify some of the important regulatory issues and developments related to consumer protection.

Learning Objectives:

Find out how consumer protection issues affect internal audit, and the role that your internal audit program plays in your institution’s overall compliance management system.  We will assess in depth current issues related to financial services consumer protection, and relevant considerations for internal auditors in designing and executing internal audits that effectively address these issues.

Topics may include:

  • Mortgage originations and servicing.
  • Debt collections.
  • Non-mortgage retail products and services.
  • Fair lending.
  • Compliance management and governance.
Course Duration: 1 hour
CPE Hours Available: 1
Knowledge Level: Intermediate
Field of Study: Auditing
Prerequisites: None
Advance Preparation: None
Delivery Format: Internet Group Live


Steven Stachowicz

Tom Giltrow

Ed Weiss, Jr.